Regulatory Filings

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Annual & Quarterly Reports

2023

Form Type	Form Description
6-K	Report of foreign issuer [Rules 13a-16 and 15d-16]
F-10/A	Registration Statement for Securities of certain Canadian Issuers.
FWP	Filing under Securities Act Rules 163/433 of free writing prospectuses
FWP	Filing under Securities Act Rules 163/433 of free writing prospectuses
6-K	Report of foreign issuer [Rules 13a-16 and 15d-16]
F-X	Appointment of Agent for Service of Process and Undertaking
6-K	Report of foreign issuer [Rules 13a-16 and 15d-16]
F-10	Registration Statement for Securities of certain Canadian Issuers.
6-K	Report of foreign issuer [Rules 13a-16 and 15d-16]
SEC STAFF ACTION	SEC Staff Action
CERT	Form – CERT
40FR12B/A	Registration of a Class of Securities of certain Canadian issuers [Section 12(b)] – amendment

2022

Form Type	Form Description
D	Notice of Exempt Offering of Securities
40FR12B/A	Registration of a Class of Securities of certain Canadian issuers [Section 12(b)] – amendment
F-X	Appointment of Agent for Service of Process and Undertaking
40FR12B	Registration of a Class of Securities of certain Canadian issuers [Section 12(b)]

2021

2020

2019

2017

2011

January 2022

Form F8937 - Azarga transaction 12/31/21

2021 ESTMA

12/31/21

PFIC Annual Information Statement

12/31/21

Azarga PFIC Annual Information Statement